IS6FX

Política de FAIS

INTRODUCTION

This Disclosure Notice is provided in accordance with the Financial Advisory and Intermediary Services Act No. 37 of 2002 (“FAIS Act”) and relates to the financial services rendered by IS6 Technologies (Pty) Ltd. As a potential client, you are entitled to be informed of certain key aspects regarding the services we offer under our FAIS license.

PLEASE TAKE NOTE: You will be required to confirm receipt of this disclosure during the onboarding process, indicating that you understand and accept the contents of this document. We therefore urge you to review it thoroughly. IS6 Technologies (Pty) Ltd is licensed and regulated by the Financial Sector Conduct Authority (FSCA) in South Africa under FSP number 54149.

AUTHORISED IN RESPECT OF INTERMEDIARY SERVICES FOR THE FOLLOWING PRODUCTS

Category Description Intermediary Advice
Shares
Derivative instruments
Long-term Deposits
Short-term Deposits

AUTHORISED REPRESENTATIVES

The Key Individual responsible for managing and overseeing the rendering of financial services within IS6 Technologies is:

  • Jean Pierre se Villiers

The firm currently has no authorised representatives.

Both individuals are subject to the fit and proper requirements as prescribed by the FSCA. IS6 Technologies assumes full legal responsibility for the financial services conducted by its representatives within the limits of their mandates and roles.

FEES AND CHARGES

A detailed breakdown of applicable fees and commissions is available on our official website or can be provided on request. Should any additional charges apply to specific services, these will be disclosed to you beforehand.

COMPLIANCE

Compliance with FAIS and related regulatory obligations is monitored by our appointed compliance partner, SA Compliance (Pty) Ltd.

CONFLICT OF INTEREST

While conflicts of interest may occasionally arise in the ordinary course of business, we are committed to managing such situations transparently and fairly. A full Conflict of Interest Management Policy is available for review on request or via our website.

COMPLAINTS HANDLING

If you are dissatisfied with any aspect of the services received, please submit your complaint to:

Should the matter remain unresolved, you may escalate it to the FAIS Ombud. The Ombud is mandated to address complaints regarding inappropriate financial advice:

FAIS Ombud Contact Details:

GENERAL

IS6 Technologies maintains professional indemnity insurance in accordance with industry standards to protect clients and the business against potential claims.