Política de FAIS
INTRODUCTION
This Disclosure Notice is provided in accordance with the Financial Advisory and Intermediary Services Act No. 37 of 2002 (“FAIS Act”) and relates to the financial services rendered by IS6 Technologies (Pty) Ltd. As a potential client, you are entitled to be informed of certain key aspects regarding the services we offer under our FAIS license.
PLEASE TAKE NOTE: You will be required to confirm receipt of this disclosure during the onboarding process, indicating that you understand and accept the contents of this document. We therefore urge you to review it thoroughly. IS6 Technologies (Pty) Ltd is licensed and regulated by the Financial Sector Conduct Authority (FSCA) in South Africa under FSP number 54149.
AUTHORISED IN RESPECT OF INTERMEDIARY SERVICES FOR THE FOLLOWING PRODUCTS
| Category Description | Intermediary | Advice |
|---|---|---|
| Shares | ✓ | ✓ |
| Derivative instruments | ✓ | ✓ |
| Long-term Deposits | ✓ | ✓ |
| Short-term Deposits | ✓ | ✓ |
AUTHORISED REPRESENTATIVES
The Key Individual responsible for managing and overseeing the rendering of financial services within IS6 Technologies is:
- Jean Pierre se Villiers
The firm currently has no authorised representatives.
Both individuals are subject to the fit and proper requirements as prescribed by the FSCA. IS6 Technologies assumes full legal responsibility for the financial services conducted by its representatives within the limits of their mandates and roles.
FEES AND CHARGES
A detailed breakdown of applicable fees and commissions is available on our official website or can be provided on request. Should any additional charges apply to specific services, these will be disclosed to you beforehand.
COMPLIANCE
Compliance with FAIS and related regulatory obligations is monitored by our appointed compliance partner, SA Compliance (Pty) Ltd.
- SA Compliance
- Email: info@sacompliance.co.za
- Phone: +27 31 109 2712
CONFLICT OF INTEREST
While conflicts of interest may occasionally arise in the ordinary course of business, we are committed to managing such situations transparently and fairly. A full Conflict of Interest Management Policy is available for review on request or via our website.
COMPLAINTS HANDLING
If you are dissatisfied with any aspect of the services received, please submit your complaint to:
- Email: support@is6.com
Should the matter remain unresolved, you may escalate it to the FAIS Ombud. The Ombud is mandated to address complaints regarding inappropriate financial advice:
FAIS Ombud Contact Details:
- PO Box 74571, Lynnwood Ridge, 0040
- Tel: 012 470 9080
- Fax: 012 348 3447
- Email: info@faisombud.co.za
- Website: www.faisombud.co.za
GENERAL
IS6 Technologies maintains professional indemnity insurance in accordance with industry standards to protect clients and the business against potential claims.